The "CARATS" trademark, serial number 86080826 , was filed on 2nd of October 2013 with a mark drawing code of 4000 and its transaction date is 86080826. The attorney assigned is LAWRENCE A. WEINSTEIN, attorney docket number 24126.3. Since 20th of May 2014, the document can be found in the M10 law office in the publication and issue section. The employee responsible is BLOHM, LINDA E and the date it was published for opposition on 03/25/2014. The date when we last checked the status of this trademark was 05/20/2014.

The corresponded responsible for this trademark is LAWRENCE A. WEINSTEIN, located at LOWENSTEIN SANDLER LLP, 65 LIVINGSTON AVE, ROSELAND, NJ 07068-1725.

The state or country where the trademark was organized is CT by Conning, Inc.. The legal entity type behing it is a Corporation, located at One Financial Plaza, Hartford, CT zip 06103.

GOODS AND/OR SERVICES
International Class - 036 - Insurance; financial affairs; monetary affairs; real estate affairs.
U.S. Class	102 - Insurance and Financial
Class Status	6 - Active
Status Date	10/09/2013
Primary Code	036
Goods codes
GS0361	Investment services, namely, asset and investment acquisition, consultation, development and management services; Investment services, namely, asset acquisition, consultation, development and management services in the field of short-term account receivables; Financial services, namely, structuring of an asset class comprised of working capital finance investments; Financial planning, namely, the creation of portfolio participation product strategies for investors in the field of working capital finance investments; Financial valuation services regarding working capital finance investments

PROSECUTION HISTORY
Date	Description	Type	Code
05/20/2014	NOA E-MAILED - SOU REQUIRED FROM APPLICANT	E	NOAM
03/25/2014	OFFICIAL GAZETTE PUBLICATION CONFIRMATION E-MAILED	E	NPUB - NOTICE OF PUBLICATION
03/25/2014	PUBLISHED FOR OPPOSITION	A - Allowance for Publication	PUBO - PUBLISHED FOR OPPOSITION
03/05/2014	NOTIFICATION OF NOTICE OF PUBLICATION E-MAILED	E	NONP
02/17/2014	LAW OFFICE PUBLICATION REVIEW COMPLETED	O - Outgoing Correspondence	PREV - LAW OFFICE PUBLICATION REVIEW COMPLETED
02/15/2014	ASSIGNED TO LIE	A - Allowance for Publication	ALIE - ASSIGNED TO LIE
01/27/2014	APPROVED FOR PUB - PRINCIPAL REGISTER	P	CNSA - APPROVED FOR PUB - PRINCIPAL REGISTER
01/27/2014	EXAMINER'S AMENDMENT ENTERED	I - Incoming Correspondence	XAEC - EXAMINER'S AMENDMENT ENTERED
01/27/2014	NOTIFICATION OF EXAMINERS AMENDMENT E-MAILED	O - Outgoing Correspondence	GNEN
01/27/2014	EXAMINERS AMENDMENT E-MAILED	O - Outgoing Correspondence	GNEA - EXAMINERS AMENDMENT E-MAILED
01/27/2014	EXAMINERS AMENDMENT -WRITTEN	R - Renewal	CNEA - EXAMINERS AMENDMENT -WRITTEN
01/21/2014	NOTIFICATION OF NON-FINAL ACTION E-MAILED	O - Outgoing Correspondence	GNRN
01/21/2014	NON-FINAL ACTION E-MAILED	F - First Action	GNRT - NON-FINAL ACTION E-MAILED
01/21/2014	NON-FINAL ACTION WRITTEN	R - Renewal	CNRT - NON-FINAL ACTION WRITTEN
01/16/2014	ASSIGNED TO EXAMINER	D - Assigned to Examiner	DOCK - ASSIGNED TO EXAMINER
10/09/2013	NEW APPLICATION OFFICE SUPPLIED DATA ENTERED IN TRAM	I - Incoming Correspondence	NWOS
10/05/2013	NEW APPLICATION ENTERED IN TRAM	I - Incoming Correspondence	NWAP - NEW APPLICATION ENTERED IN TRAM

Information gathered on 12/31/2009. No claim is made regarding the current trademark status. This page is not to be used as legal documentation. Always consult a licensed attorney.

Based on public records. Inadvertent errors are possible.
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